Shuk Ming Suen
孫淑明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Ming Suen (孫淑明), a licensed Responsible Officer with CE reference ACO038. Currently licensed at 1 firm(s): Po Kay Securities & Shares Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | present |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-11-01 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
RO | Type 9 — Asset management | present | 2005-06-28 |