Kim Teng Lim
林錦定
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Teng Lim (林錦定), a licensed former licensee with CE reference AAY124. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-03-02 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-29 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-29 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-01-29 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-29 |