Chong Ming Chan
陳昶銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chong Ming Chan (陳昶銘), a licensed former licensee with CE reference AAD448. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-30 | 2014-03-14 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-10-19 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-17 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-17 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-01-17 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-17 |