Kar Leung Poon
潘家樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kar Leung Poon (潘家樑), a licensed Representative with CE reference AAD514. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-19 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-19 | 2017-10-02 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2004-01-13 | 2014-02-14 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | present | 2014-02-14 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | present | 2003-11-13 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-11-13 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | present | 2003-11-13 |