Wai Ling Lee
李蔚玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ling Lee (李蔚玲), a licensed Responsible Officer with CE reference AAD572. Currently licensed at 1 firm(s): China Demeter Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-27 | present |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-01 | 2016-04-27 |
| Enhanced Securities Limited 進陞證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-02 | 2016-03-31 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-01-08 | 2011-02-01 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-02 | 2008-01-08 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-27 | 2007-10-01 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-03-16 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-14 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-14 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2007-03-16 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-14 |