Yim Ming Chan
陳炎明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Ming Chan (陳炎明), a licensed former licensee with CE reference AAD672. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-12 | 2018-06-30 |
| China System Securities Limited 華信證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-11-02 | 2010-07-01 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-07-23 |
| Enlighten Futures Limited 名匯期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-07-23 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-07-23 |
| Enlighten Futures Limited 名匯期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-07-23 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-23 |
| Enlighten Futures Limited 名匯期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-07-23 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 9 — Asset management | present | 2003-07-23 |