Siemen Kam Nam Lai
賴錦南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siemen Kam Nam Lai (賴錦南), a licensed Representative with CE reference AAD716. Currently licensed at 2 firm(s): Prudential Brokerage Limited, Prudential Index Trading Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-26 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-01-26 | present |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-10 | 2021-01-25 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-01 | 2021-01-25 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-18 | 2009-05-31 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-06-24 | 2008-03-28 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-03-17 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-17 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-17 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-17 |