Enzio Graf von Pfeil
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Enzio Graf von Pfeil ( ), a licensed former licensee with CE reference AAD763. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AK Partners HK Limited |
RO | Type 4 — Advising on securities | 2024-03-11 | 2024-07-29 |
| AK Partners HK Limited |
RO | Type 9 — Asset management | 2024-03-11 | 2024-07-29 |
| AK Partners HK Limited |
Rep | Type 4 — Advising on securities | 2023-05-18 | 2024-03-11 |
| AK Partners HK Limited |
Rep | Type 9 — Asset management | 2023-05-18 | 2024-03-11 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2018-02-20 | 2023-04-24 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2018-02-20 | 2023-04-24 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2018-02-20 | 2023-04-24 |
| Odyssey Asset Management Limited | Rep | Type 4 — Advising on securities | 2017-09-20 | 2017-11-15 |
| Odyssey Asset Management Limited | Rep | Type 9 — Asset management | 2017-09-20 | 2017-11-15 |
| Private Capital Limited |
Rep | Type 9 — Asset management | 2014-10-23 | 2017-03-29 |
| Private Capital Limited |
Rep | Type 4 — Advising on securities | 2014-09-03 | 2017-03-29 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-10 | 2014-08-29 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-29 | 2013-02-07 |
| Financial Shield Limited | RO | Type 4 — Advising on securities | present | 2012-06-21 |
| Financial Shield Limited | RO | Type 6 — Advising on corporate finance | present | 2005-02-25 |
| Financial Shield Limited | RO | Type 9 — Asset management | present | 2005-10-17 |