Shun Shing Raymond Yu
余信盛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun Shing Raymond Yu (余信盛), a licensed former licensee with CE reference AAD935. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-12 | 2021-10-29 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-01 | 2018-06-30 |
| Wing Yee Securities Company Limited 詠誼證券投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-05-10 |
| Wing Yee Securities Company Limited 詠誼證券投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-14 |
| Wing Yee Securities Company Limited 詠誼證券投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-14 |
| Wing Yee Securities Company Limited 詠誼證券投資有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-14 |