Chi Luen Mou
繆志聯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Luen Mou (繆志聯), a licensed former licensee with CE reference AAE063. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-05-12 | 2022-01-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2003-12-19 | 2022-01-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-12-19 | 2005-03-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 — Asset management | 2003-12-19 | 2005-03-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-25 | 2022-01-31 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-05 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-05 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-05 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-05 |