Deana Chi Ming Say
謝智明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Deana Chi Ming Say (謝智明), a licensed Representative with CE reference AAE090. Currently licensed at 1 firm(s): Luk Fook Securities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-08 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2014-03-30 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-13 | 2008-03-03 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-08-20 |
| Public Pacific Securities Limited 大眾太平証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-31 |
| Public Futures Limited 大眾期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-10-31 |
| Public Pacific Securities Limited 大眾太平証券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-03-31 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-05 |
| Public Pacific Securities Limited 大眾太平証券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-31 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-05 |
| Public Pacific Securities Limited 大眾太平証券有限公司 |
RO | Type 9 — Asset management | present | 2005-03-31 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-05 |