Wah Sun Tiu
張華新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Sun Tiu (張華新), a licensed Responsible Officer with CE reference AAE163. Currently licensed at 2 firm(s): Christfund Futures Limited, Christfund Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Christfund Futures Limited 恒豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-08-30 | present |
| Christfund Securities Limited 恒豐證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Christfund Securities Limited 恒豐證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-05-19 |
| Christfund Securities Limited 恒豐證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-05-19 |
| Christfund Securities Limited 恒豐證券有限公司 |
RO | Type 9 — Asset management | present | 2004-05-19 |