Wallace Moon Chung Yuen
袁滿忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wallace Moon Chung Yuen (袁滿忠), a licensed former licensee with CE reference AAE322. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-05 | 2019-01-15 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-07-05 | 2019-01-15 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-26 | 2012-06-19 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-10-26 | 2012-06-19 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-14 | 2011-07-04 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2004-04-14 | 2011-07-04 |