Ming Ming Kam
金敏敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Ming Kam (金敏敏), a licensed former licensee with CE reference AAE353. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-07-26 | 2006-11-04 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-11-04 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-07-14 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-14 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
RO | Type 9 — Asset management | present | 2003-07-14 |