Chekiang First Securities Co. Limited
浙江第一證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chekiang First Securities Co. Limited (浙江第一證券有限公司), a Hong Kong-based licensed corporation with CE reference AAE337. Current licensed staff on file: 0 (total recorded over time: 13).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2014-11-24 |
| Type 4 — Advising on securities | present | 2003-09-22 |
| Type 6 — Advising on corporate finance | present | 2003-09-22 |
| Type 9 — Asset management | present | 2003-09-22 |
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ming Ming Kam 金敏敏 | RO 1, 4, 6, 9 | Pre-2003 | 2006-11 |
| Wai (SFC:AAE362) Ng 吳偉 | RO 1, 4, 6, 9 | Pre-2003 | 2004-03 |
| Chi Keung Tom 譚志強 | RO 1 | 2006-07 | 2014-11 |
| Tsz Yau Tsang 曾子佑 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2014-11 |
| Rida Yuk Sheung Au 區玉霜 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| Ko Ming Chan 陳高鳴 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-08 |
| Yuk Yee Lee 李玉儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-09 |
| Polly Po Yi Leung 梁寶儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| Tony Ka Kin Luke 陸加健 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-02 |
| Yee Ming Ng 吳綺明 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| Mei Ying Wong 黃美英 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| Cheung Wong Ying 邢長旺 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-09 |
| Soo Ping Yuen 袁素萍 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-09 |
Showing 1–13 of 13