Soo Ping Yuen
袁素萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soo Ping Yuen (袁素萍), a licensed former licensee with CE reference ABR045. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-16 | 2018-02-21 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-16 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-18 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-18 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-18 |