Rebecca Sze Ming Cheng
鄭詩明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rebecca Sze Ming Cheng (鄭詩明), a licensed Representative with CE reference AAE443. Currently licensed at 1 firm(s): Upmax Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upmax Securities Limited 晉億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-10 | present |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-16 | 2019-01-17 |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 4 — Advising on securities | 2017-06-16 | 2019-01-17 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-12 | 2016-12-09 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-06 | 2010-10-12 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-07 | 2010-07-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-13 | 2009-07-01 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-11-26 | 2009-07-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-07-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-02 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-02 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-02 |