Upmax Securities Limited
晉億證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Upmax Securities Limited (晉億證券有限公司), a Hong Kong-based licensed corporation with CE reference BJN701. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 9 — Asset management. Current licensed staff on file: 9 (total recorded over time: 17). Earliest licence on file: 2017-07-11.
Registered address
Room 1717, China Merchants Tower, Shun Tak Centre, 168 Connaught Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2017-07-11 | present |
| Type 9 — Asset management | 2021-03-08 | present |
Licensed staff (all-time) (17)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wing Hung (SFC:AMA065) Cheng 鄭永雄 | RO 1 | 2017-07 | 2018-02 |
| Hok Suen Hui 許學萱 | RO 1 Rep 1 | 2017-10 | Present |
| Kwok Kei Lai 黎國基 | RO 1 Rep 1, 9 | 2019-09 | 2023-07 |
| Lai Heung Lam 林麗香 | RO 1 Rep 1 | 2021-03 | 2022-03 |
| Ricky Tim Lam 林添 | RO 1, 9 | 2021-03 | Present |
| Man Yu Lee 李敏如 | RO 1, 9 | 2017-07 | Present |
| Sung Yin Lee 李崇賢 | RO 1 Rep 1, 9 | 2021-01 | Present |
| Tung Ching Chan 陳冬青 | Rep 1 | 2017-12 | Present |
| Rebecca Sze Ming Cheng 鄭詩明 | Rep 1 | 2022-05 | Present |
| Yiu Wah Chiu 趙耀華 | Rep 1 | 2017-10 | Present |
| Heung Chin Chui 徐响前 | Rep 1 | 2025-05 | Present |
| Chun Kwok Hui 許鎮國 | Rep 1 | 2018-01 | 2023-07 |
| Yi (SFC:BTU208) Lin 林益 | Rep 1, 9 | 2025-03 | 2025-03 |
| Penny Yuk Ng 吳玉 | Rep 1 | 2021-04 | 2022-06 |
| Chi Yin Poon 潘志賢 | Rep 1 | 2023-11 | 2024-09 |
| Derek Yin Kui Wong 黃賢駒 | Rep 1, 9 | 2025-08 | Present |
| Wai Keung (SFC:BAZ543) Yeung 楊偉強 | Rep 1 | 2023-02 | 2025-08 |
Showing 1–17 of 17
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