Man Yu Lee
李敏如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Yu Lee (李敏如), a licensed Responsible Officer with CE reference BAC300. Currently licensed at 1 firm(s): Upmax Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upmax Securities Limited 晉億證券有限公司 |
RO | Type 9 — Asset management | 2021-03-08 | present |
| Upmax Securities Limited 晉億證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-11 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-30 | 2013-06-15 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-30 | 2013-06-15 |