Yiu Wah Chiu
趙耀華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Wah Chiu (趙耀華), a licensed Representative with CE reference AAD106. Currently licensed at 1 firm(s): Upmax Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upmax Securities Limited 晉億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-04 | present |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-30 | 2017-10-04 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-02 | 2017-01-19 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-05-02 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-30 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-30 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-30 |