Canfield Securities Company Limited

勤豐證券有限公司
CE No. BIH478 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Canfield Securities Company Limited (勤豐證券有限公司), a Hong Kong-based licensed corporation with CE reference BIH478. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 6 (total recorded over time: 33). Earliest licence on file: 2017-04-19.

Registered address

Room 2202, 22/F, Far East Finance Centre 16 Harcourt Road

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2017-04-19 present
Type 4 — Advising on securities 2018-11-22 present
Type 9 — Asset management 2018-11-22 present

Licensed staff (all-time) (33)
Active on date

Name Activities First licensed To
Yiu Fai Au 區耀輝 RO 4, 9 2018-11 2020-05
Alan Ngai Lun Chan 陳倪麟 RO 1, 4, 9 Rep 1, 9 2018-05 2025-11
Chi Kan Chan 陳志勤 RO 1 Rep 1, 4, 9 2017-10 2021-03
Jae Ho Hyun RO 1, 4 Rep 1, 4, 9 2021-01 2023-05
Chapman Cheuk Man Lau 劉卓文 RO 1 Rep 1, 4, 9 2018-04 Present
Wai Yin Law 羅慧妍 RO 1, 9 Rep 1, 4, 9 2021-10 Present
Yin Ho Leung 梁延浩 RO 1, 4, 9 Rep 1, 4, 9 2017-09 2023-08
Dominic Song Ching Li 李崇正 RO 4, 9 Rep 1 2019-09 2023-08
Kingston King Ham Lin 連敬涵 RO 1, 4, 9 Rep 1, 4, 9 2019-06 2022-05
Shu Wan Pang 彭樹穩 RO 1 Rep 1 2017-04 2019-07
Wenminlong Shi 施文敏龍 RO 1, 4, 9 Rep 1, 4, 9 2025-05 Present
Giorgos Stylianou RO 9 Rep 4, 9 2025-05 Present
Wai Man Wan 尹偉文 RO 1 Rep 1, 4, 9 2018-04 2025-06
Hin Pong Wat 屈顯邦 RO 1 Rep 1 2017-09 2020-03
Ying Hang Wat 屈應鏗 RO 1, 4, 9 2017-04 2020-03
Ka Hei Wong 黃家禧 RO 1 Rep 1, 4, 9 2018-01 2020-11
Ka Wing Wong 黃嘉榮 RO 1, 4 Rep 9 2021-02 2021-08
Shengqiao Zhang 張聖橋 RO 4, 9 Rep 4, 9 2019-11 2022-06
Chengwei Zou 鄒成偉 RO 1, 4, 9 Rep 1, 4, 9 2019-04 Present
Chi Nga Chan 陳之雅 Rep 1 2021-06 2025-11
Fung Yu Chan 陳鋒如 Rep 1 2017-06 Present
Ho Kin (SFC:BMO630) Chan 陳浩健 Rep 1 2018-04 2018-05
Yiu Wah Chiu 趙耀華 Rep 1 2017-06 2017-10
Xue Dong 董雪 Rep 1, 4 2024-07 2025-12
Ching Ho 何征 Rep 1 2019-04 2025-11
Po Kee Ho 何保基 Rep 1, 4, 9 2021-03 2023-06
Hok Suen Hui 許學萱 Rep 1 2017-06 2017-10
Eddie Hurip 丘鉅淙 Rep 1 2018-11 2019-12
Frances Kam Fung Ng 吳錦鳳 Rep 1, 4, 9 2018-09 2025-11
Andy Ho Chi Tam 譚皓之 Rep 1, 4, 9 2019-05 2019-06
Tyler Russel Toscani Rep 1, 4, 9 2018-11 2021-11
Yuk Fong Yip 葉鈺芳 Rep 4, 9 2020-03 2022-03
Xiaoxia Yu 蔚曉霞 Rep 1, 4, 9 2018-11 2025-12
Showing 1–33 of 33

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 3 shared activity types · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 3 shared activity types · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 3 shared activity types · 瑞穗證券亞洲有限公司

Related