Hok Suen Hui
許學萱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Suen Hui (許學萱), a licensed Responsible Officer with CE reference AAD574. Currently licensed at 1 firm(s): Upmax Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upmax Securities Limited 晉億證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-14 | present |
| Upmax Securities Limited 晉億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-04 | 2017-12-14 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-30 | 2017-10-03 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-16 | 2017-02-12 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-11-02 | 2017-01-16 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-10-30 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-10-04 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-04 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 9 — Asset management | present | 2004-10-04 |