Dominic Song Ching Li
李崇正
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Song Ching Li (李崇正), a licensed Responsible Officer with CE reference AAC878. Currently licensed at 2 firm(s): Select Investment Services Limited, Plouton Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Select Investment Services Limited 弘富投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-31 | present |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 4 — Advising on securities | 2024-01-31 | present |
| Plouton Asset Management Limited 弘富資產管理有限公司 |
RO | Type 9 — Asset management | 2024-01-31 | present |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-09 | 2023-08-31 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 4 — Advising on securities | 2019-09-02 | 2023-08-31 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 9 — Asset management | 2019-09-02 | 2023-08-31 |
| KBR Fund Management Limited | RO | Type 4 — Advising on securities | 2017-11-24 | 2019-08-31 |
| KBR Fund Management Limited | RO | Type 9 — Asset management | 2017-11-24 | 2019-08-31 |
| KBR Fund Management Limited | Rep | Type 4 — Advising on securities | 2017-09-25 | 2017-11-24 |
| KBR Fund Management Limited | Rep | Type 9 — Asset management | 2017-09-25 | 2017-11-24 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
RO | Type 4 — Advising on securities | 2016-11-29 | 2017-03-30 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
RO | Type 9 — Asset management | 2016-11-29 | 2017-03-30 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-20 | 2011-03-01 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-20 | 2011-03-01 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-20 | 2011-03-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-27 | 2008-05-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-11 | 2008-05-01 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-04-11 | 2008-05-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-04-11 | 2008-05-01 |