Lai Heung Lam
林麗香
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Heung Lam (林麗香), a licensed Responsible Officer with CE reference AEP936. Currently licensed at 1 firm(s): Zundiao Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zundiao Securities Limited 尊迪奧證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-25 | present |
| Zundiao Securities Limited 尊迪奧證券有限公司 |
RO | Type 4 — Advising on securities | 2023-10-25 | present |
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-05 | 2023-07-25 |
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 4 — Advising on securities | 2022-05-05 | 2023-07-25 |
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 9 — Asset management | 2022-05-05 | 2023-07-25 |
| Upmax Securities Limited 晉億證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-25 | 2022-03-16 |
| Upmax Securities Limited 晉億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-01 | 2021-03-25 |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-13 | 2020-07-28 |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-11-13 | 2020-07-28 |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 4 — Advising on securities | 2018-11-13 | 2020-07-28 |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 9 — Asset management | 2018-11-13 | 2020-07-28 |
| Solo Securities Limited 高歌證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-07 | 2018-02-06 |
| Solo Futures Limited 高歌期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-11-07 | 2018-02-06 |
| Charleswin Bullion Limited 齊榮金號有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-03-06 | 2016-01-31 |
| Charleswin Bullion Limited 齊榮金號有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-26 | 2015-03-06 |
| Yicko Securities Limited 益高證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-29 | 2016-01-31 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-03-29 |
| Yicko Futures Limited 益高期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-06-01 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-06 |
| Yicko Futures Limited 益高期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-06-01 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-06 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-06 |
| Yicko Futures Limited 益高期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-01 |