Ricky Tim Lam
林添
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Tim Lam (林添), a licensed Responsible Officer with CE reference ABF282. Currently licensed at 1 firm(s): Upmax Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upmax Securities Limited 晉億證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-08 | present |
| Upmax Securities Limited 晉億證券有限公司 |
RO | Type 9 — Asset management | 2021-03-08 | present |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-19 | 2020-12-31 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 9 — Asset management | 2019-12-19 | 2020-12-31 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2019-04-01 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-05-25 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-05-25 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 9 — Asset management | present | 2019-04-01 |