Kwok Kei Lai
黎國基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kei Lai (黎國基), a licensed Responsible Officer with CE reference BGZ923. Currently licensed at 1 firm(s): Infini Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Infini Capital Management Limited 無極資本管理有限公司 |
RO | Type 9 — Asset management | 2025-11-11 | present |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 9 — Asset management | 2025-02-12 | 2025-09-18 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-18 | 2025-09-18 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 4 — Advising on securities | 2023-10-18 | 2025-09-18 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-05 | 2023-10-18 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-05 | 2023-10-18 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 9 — Asset management | 2023-09-05 | 2025-02-12 |
| Upmax Securities Limited 晉億證券有限公司 |
Rep | Type 9 — Asset management | 2021-09-03 | 2023-07-31 |
| Upmax Securities Limited 晉億證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-12 | 2023-07-31 |
| Upmax Securities Limited 晉億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-18 | 2020-05-12 |
| M Securities Limited 雙龍證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-01 | 2019-08-31 |