Tony Kwok Cheung Chow

周國璋
CE No. AAE445 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Kwok Cheung Chow (周國璋), a licensed former licensee with CE reference AAE445. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Poly Wealth Securities Limited
保興匯財證券有限公司
RO Type 1 — Dealing in securities 2020-12-04 2022-05-03
Poly Wealth Securities Limited
保興匯財證券有限公司
Rep Type 1 — Dealing in securities 2020-10-06 2020-12-04
Great Bay Securities Limited
大灣區深港證券有限公司
Rep Type 4 — Advising on securities 2017-12-07 2020-09-21
Great Bay Securities Limited
大灣區深港證券有限公司
RO Type 1 — Dealing in securities 2017-10-25 2020-09-21
GT Capital Limited
高富金融有限公司
Rep Type 1 — Dealing in securities present 2017-10-15
GT Capital Limited
高富金融有限公司
Rep Type 4 — Advising on securities present 2004-05-07
GT Capital Limited
高富金融有限公司
Rep Type 6 — Advising on corporate finance present 2004-05-07
GT Capital Limited
高富金融有限公司
Rep Type 9 — Asset management present 2004-05-07

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