Yuk Wah Ma
馬煜華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Wah Ma (馬煜華), a licensed former licensee with CE reference AAE454. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Poly Wealth Securities Limited 保興匯財證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-04 | 2022-05-03 |
| Poly Wealth Securities Limited 保興匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-06 | 2020-12-04 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-02 | 2020-09-21 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 4 — Advising on securities | 2017-11-02 | 2020-09-21 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 1 — Dealing in securities | present | 2017-10-31 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 4 — Advising on securities | present | 2017-10-31 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-10 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 9 — Asset management | present | 2005-01-10 |