Fuk Lam So
蘇福林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fuk Lam So (蘇福林), a licensed former licensee with CE reference AAE856. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-10-08 | 2008-11-28 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-04 | 2007-10-08 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-01-17 | 2007-08-18 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-13 | 2006-01-17 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-09 | 2005-10-08 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-26 | 2004-03-08 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-22 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-22 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-22 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-22 |