Chun Fai Lee
李鎮輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Fai Lee (李鎮輝), a licensed former licensee with CE reference AAF018. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-12 | 2022-12-02 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-09-12 | 2022-12-02 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-01 | 2005-09-02 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-06-01 | 2005-09-02 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-09 | 2005-05-31 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-05-09 | 2005-05-31 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-25 | 2005-05-09 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-25 | 2005-05-09 |
| RPS Investment Limited 永盛証券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-15 | 2004-10-20 |
| Sun's Future Limited 永盛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-05-15 | 2004-10-20 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-17 | 2004-04-13 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-17 | 2004-04-13 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-26 | 2004-02-05 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-05-26 | 2004-02-05 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-05-26 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-05-26 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-05-26 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-05-26 |