Wai Keung Kwan
關偉強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Keung Kwan (關偉強), a licensed Representative with CE reference AAF541. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-09 | present |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2005-08-12 | 2013-08-31 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-06-15 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-23 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-23 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-23 |