Siu Po Lui
呂少寶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Po Lui (呂少寶), a licensed former licensee with CE reference AAF756. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-18 | 2022-11-01 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-03-18 | 2022-11-01 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 4 — Advising on securities | 2015-12-10 | 2021-12-29 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-13 | 2021-12-29 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-02 | 2015-10-13 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
RO | Type 1 — Dealing in securities | 2015-03-11 | 2015-08-31 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-16 | 2015-03-11 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-18 | 2015-01-17 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-10-20 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-11 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-11 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-11 |