Terence Francis Mahony
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terence Francis Mahony ( ), a licensed former licensee with CE reference AAF888. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Frontier Investments Limited |
Rep | Type 4 — Advising on securities | 2012-04-11 | 2022-11-11 |
| Asia Frontier Investments Limited |
Rep | Type 9 — Asset management | 2012-04-11 | 2022-11-11 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-28 | 2011-11-01 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-05-28 | 2011-11-01 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-11-25 | 2010-05-28 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2009-11-25 | 2010-05-28 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-12-17 | 2009-11-25 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-12-17 | 2009-11-25 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-23 | 2007-12-17 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-23 | 2007-12-17 |