Asia Frontier Investments Limited

CE No. ARO976 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Asia Frontier Investments Limited (), a Hong Kong-based licensed corporation with CE reference ARO976. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 5 (total recorded over time: 13). Earliest licence on file: 2009-04-28.

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Registered address

Room 1805 18/F, Hing Yip Commercial Centre, 272-284 Des Voeux Road Central, Sheung Wan

Licence history

Activity	From	To
Type 4 — Advising on securities	2009-04-28	present
Type 9 — Asset management	2009-04-28	present

Licensed staff (all-time) (13)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Pier Christiaan de Vries 戴飛	RO 9	2012-03	Present
Ruchir Devanshu Desai	RO 4, 9 Rep 4, 9	2013-08	Present
Dat T Duong	RO 4, 9	2009-10	2010-05
Thomas Eugen Hugger	RO 4, 9 Rep 4, 9	2009-04	Present
Roland Jakob Jossi	RO 4, 9	2022-04	Present
Scott Alexander Lewis	RO 4, 9	2009-04	2009-10
Edward Kwan-Mang Ng	RO 4, 9 Rep 4, 9	2009-06	2013-03
Kenneth Marshall Stevens	RO 4, 9	2010-07	2022-11
Andreas Vogelsanger	RO 4 Rep 9	2014-08	Present
Stephen Daniel Friel	Rep 4, 9	2013-08	2015-09
Suk Wah Law 羅淑華	Rep 4, 9	2010-04	2011-11
Terence Francis Mahony	Rep 4, 9	2012-04	2022-11
Amir Merchant	Rep 4, 9	2012-12	2013-06