Thomas Eugen Hugger
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Eugen Hugger, a licensed Responsible Officer with CE reference ACR505. Currently licensed at 1 firm(s): Asia Frontier Investments Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Frontier Investments Limited |
RO | Type 4 — Advising on securities | 2011-10-24 | present |
| Asia Frontier Investments Limited |
RO | Type 9 — Asset management | 2011-10-24 | present |
| Asia Frontier Investments Limited |
Rep | Type 4 — Advising on securities | 2011-09-20 | 2011-10-24 |
| Asia Frontier Investments Limited |
Rep | Type 9 — Asset management | 2011-09-20 | 2011-10-24 |
| LGT Investment Management (Asia) Limited | RO | Type 1 — Dealing in securities | 2010-09-03 | 2011-09-03 |
| LGT Investment Management (Asia) Limited | RO | Type 4 — Advising on securities | 2010-09-03 | 2011-09-03 |
| LGT Investment Management (Asia) Limited | RO | Type 9 — Asset management | 2010-09-03 | 2011-09-03 |
| Asia Frontier Investments Limited |
RO | Type 4 — Advising on securities | 2009-04-28 | 2010-05-31 |
| Asia Frontier Investments Limited |
RO | Type 9 — Asset management | 2009-04-28 | 2010-05-31 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2005-01-03 | 2007-12-31 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2005-01-03 | 2007-12-31 |
| LGT Investment Management (Asia) Limited | Rep | Type 9 — Asset management | 2005-01-03 | 2007-12-31 |