Stephen Daniel Friel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Daniel Friel ( ), a licensed former licensee with CE reference BBP447. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Frontier Investments Limited |
Rep | Type 4 — Advising on securities | 2013-08-13 | 2015-09-29 |
| Asia Frontier Investments Limited |
Rep | Type 9 — Asset management | 2013-08-13 | 2015-09-29 |