Shu Kuen Lee
李樹權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Kuen Lee (李樹權), a licensed Responsible Officer with CE reference AAG035. Currently licensed at 1 firm(s): Fu Yip Securities and Investment Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fu Yip Securities and Investment Company Limited 富業證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-03 | present |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-03 |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
RO | Type 4 — Advising on securities | present | 2004-05-10 |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-05-10 |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
RO | Type 9 — Asset management | present | 2004-05-10 |