Fu Yip Securities and Investment Company Limited
富業證券投資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fu Yip Securities and Investment Company Limited (富業證券投資有限公司), a Hong Kong-based licensed corporation with CE reference ALL192. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 6 (total recorded over time: 11). Earliest licence on file: 2005-03-03.
Registered address
Unit 6A01, 6th Floor, Wah Kit Commercial Centre, 302 Des Voeux Road Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2005-03-03 | present |
| Type 4 — Advising on securities | 2022-09-05 | present |
Licensed staff (all-time) (11)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ah Chye Ching 莊益才 | RO 1, 4 | 2020-02 | Present |
| Lau Shek Lee 李流錫 | RO 1 | 2005-03 | 2022-01 |
| Shu Kuen Lee 李樹權 | RO 1 | 2005-03 | Present |
| Wilson Chi Ho Lee 李志豪 | RO 1, 4 Rep 1 | 2005-11 | Present |
| Yin Hing Choy 蔡燕馨 | Rep 1 | 2005-03 | Present |
| Sau Mei Fung 馮秀美 | Rep 1 | 2005-03 | Present |
| Yuen Mei Fung 馮婉媚 | Rep 1 | 2005-03 | 2006-06 |
| Wai Leung Michael (SFC:ARF373) Lee 李偉良 | Rep 1 | 2008-07 | 2022-10 |
| Chui Yuk Ng 吳翠玉 | Rep 1 | 2005-03 | Present |
| Jennifer Hoi Ling Tam 譚凱寧 | Rep 1 | 2012-01 | 2013-03 |
| Kwok Chuen Wu 胡國全 | Rep 1 | 2005-03 | 2011-10 |
Showing 1–11 of 11
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 · 1398 staff · 2 shared activity types · 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司