Kai Ching Shiu
蕭啟正
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ching Shiu (蕭啟正), a licensed Representative with CE reference AAH689. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-29 | 2017-10-02 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-06-15 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-28 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-25 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-25 |