Kin Sun Yip
葉建新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Sun Yip (葉建新), a licensed Representative with CE reference AAJ039. Currently licensed at 2 firm(s): Prudential Brokerage Limited, Prudential Index Trading Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-29 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-01-29 | present |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2021-01-21 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2021-01-21 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-10 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-12-10 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-10 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-10 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-10 |