Charles Ding Ching Li
李鼎正
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Ding Ching Li (李鼎正), a licensed former licensee with CE reference AAJ118. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2015-09-17 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2015-09-17 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
RO | Type 4 — Advising on securities | present | 2015-09-17 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2015-09-17 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-23 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-11-23 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-11-23 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
RO | Type 9 — Asset management | present | 2004-11-23 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-23 |