Eleanor Kam Yiu Ng
吳金瑤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eleanor Kam Yiu Ng (吳金瑤), a licensed former licensee with CE reference AAJ155. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-03 | 2023-07-14 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2019-09-24 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-06 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-06 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-06 |