Betty Ka Pik Ng
吳家碧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Betty Ka Pik Ng (吳家碧), a licensed former licensee with CE reference AAJ686. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-18 | 2019-10-21 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-18 | 2019-10-21 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-10-18 | 2019-10-21 |
| MIS Services Limited | RO | Type 9 — Asset management | present | 2005-04-19 |