Chi Lam Lau
劉志林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Lam Lau (劉志林), a licensed Representative with CE reference AAJ815. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-04 | 2017-10-02 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-03-29 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-16 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-16 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-16 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-16 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-16 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-16 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-16 |