Tak Shun Wong
黃德順
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Shun Wong (黃德順), a licensed former licensee with CE reference AAK405. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-19 | 2014-03-21 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-11-19 | 2014-03-21 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-01 | 2013-07-17 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-01 | 2013-07-17 |
| Prudential Brokerage Limited 信誠證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-13 | 2013-03-01 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-02-13 | 2013-03-01 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-08 | 2012-01-04 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-05-18 | 2012-01-04 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-26 | 2011-09-08 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-26 | 2011-05-18 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-26 | 2011-04-20 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-01 | 2011-01-26 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-01 | 2011-04-20 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-20 | 2009-11-17 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-11-06 | 2009-11-17 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-09-24 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-09-23 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-23 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-23 |