Kwai Ho Tang
鄧桂好
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Ho Tang (鄧桂好), a licensed Representative with CE reference AAN826. Currently licensed at 1 firm(s): Corporate Brokers Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-04 | present |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2023-03-30 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2023-03-30 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-26 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-10-26 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-26 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-26 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-26 |