Paul Ralph Armstrong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Ralph Armstrong ( ), a licensed former licensee with CE reference AAT564. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2004-12-23 | 2009-01-19 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2004-12-23 | 2009-01-19 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2004-12-23 | 2009-01-19 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | present | 2004-07-19 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-07-19 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | present | 2004-07-19 |