Siu Chung Cheng
鄭少忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Chung Cheng (鄭少忠), a licensed Representative with CE reference AAU297. Currently licensed at 1 firm(s): SW Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SW Capital Management Limited 信永資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-15 | present |
| SW Capital Management Limited 信永資本管理有限公司 |
Rep | Type 9 — Asset management | 2023-05-15 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-24 | 2009-07-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2008-06-24 | 2009-07-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2008-06-24 | 2009-07-10 |