Ka Fai Kwan
關家輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Fai Kwan (關家輝), a licensed Representative with CE reference AAV299. Currently licensed at 1 firm(s): First Shanghai Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-03 | present |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2016-07-01 |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-10 |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-10 |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-10 |