Kok Yew Tang
鄧國耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Yew Tang (鄧國耀), a licensed Responsible Officer with CE reference AAV339. Currently licensed at 1 firm(s): Affinity Equity Partners (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Affinity Equity Partners (HK) Limited 駿麒投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-03 | present |
| Affinity Equity Partners (HK) Limited 駿麒投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-07-07 | present |
| UBS Capital Asia Pacific (HK) Limited | RO | Type 4 — Advising on securities | present | 2004-03-09 |
| UBS Capital Asia Pacific (HK) Limited | RO | Type 6 — Advising on corporate finance | present | 2004-03-09 |
| UBS Capital Asia Pacific (HK) Limited | RO | Type 9 — Asset management | present | 2004-03-09 |